Capital markets

When enterprises are looking to raise capital or invest, Cooper Grace Ward delivers high quality, focused and pragmatic advice. This has helped our Brisbane law firm to build long-standing relationships with valued commercial clients, industry associations and government associations nationwide.

The investment and capital markets (otherwise known as ‘securities’) area of law is a key focus for our team. 

Our dynamic team of commercial lawyers deliver integrated legal and financial solutions to clients ranging from small initial public offerings to multi-million dollar debt and equity financings.

We provide advice to a variety of clients on either side of the capital markets equation. Our lawyers regularly act for clients including start-up ventures, high-growth companies, listed companies, venture capitalists, stockbrokers, scheme promoters, responsible entities, fund managers, trustee companies and superannuation trustees.

Our key areas of expertise in the capital markets area include:

One of our strengths is the expertise our capital markets lawyers bring from working with a range of external advisers in the industry, including brokers, underwriters, accountants and corporate advisers.

As a result, we do not need to reinvent the wheel – we understand the important role these advisers play in the capital raising process.

Experienced at dealing with regulators

The role of regulators is critical in capital market transactions. Our experience in liaising with the Australian Securities Exchange (ASX) and secondary markets adds value for you and your business, as we understand regulators’ procedures and how best to approach them on difficult issues.

The trusted name in corporate law

Cooper Grace Ward’s team of commercial lawyers has earned the firm a place on the Doyle’s Guide list of leading corporate law firms (encompassing mergers and acquisitions and capital markets) in each edition since 2010.

Our in-depth working knowledge of evolving global capital markets allows us to provide innovative solutions to our clients. The team is adept at thinking outside the square to formulate strategies and solutions.

To speak with an experienced lawyer regarding capital markets, call (07) 3231 2444.

 

Key contacts

Charles-Sweeney-web
Charles Sweeney
Managing Partner
Andrew-Corkhill-web
Andrew Corkhill
Partner
Greg-Cahill
Greg Cahill
Consultant
David-Grace
David Grace
Consultant

Publications

Are listed entities expected to predict the unpredictable? Continuous disclosure obligations during COVID-19

With the consequences of COVID-19 becoming increasingly pronounced, listed entities need to ensure they manage disclosure obligations by alerting the ASX of material information arising from the pandemic.

How the United States can learn from the evolution of wagering and sports betting in Australia

The 2018 decision of the Supreme Court in Murphy v NCAA returns to each of the (American) States the power to regulate sports betting.

Digital currency exchange – quick guide to compliance with the Anti-Money Laundering and Counter Terrorism Financing Act

Digital currency exchange providers will be forced to enrol and register with Australian Transaction Reports and Analysis Centre (AUSTRAC) under new laws that came into effect on 3 April 2018.